| List of Mutual Fund and Annuity & Insurance Companies |
Stifel has received additional marketing support from the following companies for the period January 1, 2009 through December 31, 2009:
| Mutual Fund Companies |
AbsoluteStrategies Fund
Allianz Funds
American Funds
Diamond Hill Funds
Dreyfus
Federated Investors
Fidelity
First American Funds
First Eagle Funds
Invesco AIM Funds
John Hancock Funds
The Hartford Mutual Funds
ING Funds
IVY Funds
Janus Capital Management
JP Morgan Funds
MFS Investment Management
North Track Funds
Pacific Life Funds
Pioneer Investments
Principal Funds
Russell Investment Group
Thornburg Investment Management
Touchstone Investments
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| Annuity & Insurance Companies |
Allianz Life (May 2010)
AXA Distributors
ING USA Annuity and Life Insurance Company
Integrity Life Insurance Company
Jackson National Life
John Hancock
Lincoln Financial Group (received Jan. 2010)
Met Life Investors
Nationwide Insurance Company (received Feb. 26, 2010)
Ohio National Financial Services
Pacific Life Insurance Company
Prudential Life Insurance Company
Sun Life of Canada (received Jan. 2010)
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Stifel has received networking, operational, or processing fees from the following mutual fund companies for the period January 1, 2009 through December 31, 2009:
Aberdeen
AIG SunAmerica Mutual Funds
AIM Funds
Alliance Capital
American Century
American Funds
BlackRock Funds
Calamos
Calvert Funds
Cohen & Steers
Columbia Funds
Davis Funds
Delaware Investments
Dreyfus
Dunham Funds
DWS Scudder
Eagle Asset
Eaton Vance
Enterprise Group of Funds
Evergreen Investments
Federated Investors
Fidelity Advisor Funds
First American
First Eagle
FPA Funds
Franklin Templeton Investments
Gabelli
Goldman Sachs Funds
Henderson
Highmark
Hotchkis & Wiley
ING Funds
ISI
IVY Funds
Janus Advisors
John Hancock Funds
JP Morgan Funds
Kelmoore Investments
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Kinetics
Lord Abbett Funds
MainStay Funds
MFS Investment Management
Munder
Natixis/Loomis & Sayles
NUVEEN Investments
OppenheimerFunds
PIMCO/Allianz Funds
Pioneer Investments
Principal Investors
Prudential
Putnam Investments
Riversource
Royce
RS/Gaurdian
Schwab
Security Funds
Sentinel
The Alger Funds
The Aquila Group of Funds
The Hartford Mutual Funds
Thornburg Investment Management
Touchstone Investments
Transamerica IDEX Mutual Funds
Van Kampen Investments
Virtus
Waddell & Reed/IVY Funds
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