Stifel Nicolaus - Important Disclosures

Important Disclosures
•	Annuities
•	Mutual Funds
•	Municipal Bonds
•	Options Disclosure
•	Margin Disclosure
•	Money Market Disclosure
•	Extended Hours Trading
•	Investment Banking
•	Investment Objectives
•	Financial Condition
•	Best Execution
•	FINRA Rule 5130
•	Privacy Notice
•	HIPAA Policy
•	User Disclosure

Important Disclosures

Here is a list of important disclosures related to our products and services:

•Money Market Fund Yields

•Annuities

•Mutual Funds

•Municipal Bonds

•Options Disclosure

•Margin Disclosure

•Money Market Disclosure

•Extended Hours Trading

•Investment Banking

•Investment Objectives

•Financial Condition

•Best Execution

•FINRA Rule 5130

•Privacy Notice

•HIPAA Policy

•User Disclosure

This site is published in the United States for U.S. residents only. The services offered within this site are available exclusively through our U.S. Financial Advisors. Stifel Nicolaus Financial Advisors may only conduct business with residents of the state in which they are properly registered. The information on this website is not an offer to sell or a solicitation of an offer to buy, any security, nor shall any such security be offered or sold to any person in any jurisdiction in which such offer, solicitation, purchase or sale may not lawfully be made.